FACTS: WHAT DOES WEST END WEALTH MANAGEMENT, LLC DO WITH YOUR PERSONAL INFORMATION?

Why? 

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What? 

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security number and income

  • Assets and transaction history

  • Investment experience and risk tolerance

When you are no longer our client, we continue to share your information as described in this notice.

How?

All financial companies need to share clients’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons West End Wealth Management, LLC chooses to share and whether you can limit this sharing.

To limit our sharing

Please note: 

If you are a new client, we can begin sharing your information 30 days from the date we sent this notice.  When you are no longer our client, we continue to share your information as described in this notice.  

However, you can contact us at any time to limit our sharing.

Questions?

Call: 720-593-9396

Who we are

Who is providing this notice?

West End Wealth Management, LLC.

What we do 

How does West End Wealth Management, LLC protect my personal information?

To protect your personal information from unauthorized access
and use, we use security measures that comply with federal law.
These measures include computer safeguards and secured files and buildings.

How does West End Wealth Management, LLC collect my personal information?

We collect your personal information, for example, when you

  • open an account or give us contact information

  • enter into an investment adviser contract or give us your income information

  • tell us about your investment or retirement portfolio

We also collect your personal information from other companies.

Why can’t I limit all sharing?

Federal law gives you the right to limit only

  • sharing for affiliates’ everyday business purposes—information about your creditworthiness

  • affiliates from using your information to market to you

  • sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing

Definitions

Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.

  • NONE

Nonaffiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies.

  • NONE

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • NONE