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FACTS: WHAT DOES WEST END WEALTH MANAGEMENT, LLC DO WITH YOUR PERSONAL INFORMATION?

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Why? 

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

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What? 

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security number and income

  • Assets and transaction history

  • Investment experience and risk tolerance

When you are no longer our client, we continue to share your information as described in this notice.

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How?

All financial companies need to share clients’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons West End Wealth Management, LLC chooses to share and whether you can limit this sharing.

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To limit our sharing

Please note: 

If you are a new client, we can begin sharing your information 30 days from the date we sent this notice.  When you are no longer our client, we continue to share your information as described in this notice.  

However, you can contact us at any time to limit our sharing.

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Questions?

Call: 720-593-9396

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Who we are

Who is providing this notice?

West End Wealth Management, LLC.

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What we do 

How does West End Wealth Management, LLC protect my personal information?

To protect your personal information from unauthorized access
and use, we use security measures that comply with federal law.
These measures include computer safeguards and secured files and buildings.

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How does West End Wealth Management, LLC collect my personal information?

We collect your personal information, for example, when you

  • open an account or give us contact information

  • enter into an investment adviser contract or give us your income information

  • tell us about your investment or retirement portfolio

We also collect your personal information from other companies.

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Why can’t I limit all sharing?

Federal law gives you the right to limit only

  • sharing for affiliates’ everyday business purposes—information about your creditworthiness

  • affiliates from using your information to market to you

  • sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing

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Definitions

Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.

  • NONE​

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Nonaffiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies.

  • NONE

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Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • NONE

 

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©2016 West End Wealth Management

West End Wealth Management is a registered investment advisor located in Colorado. West End Wealth Management’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment related information, publications, and links. Accordingly, the publication of West End Wealth Management’s web site on the Internet should not be construed by any consumer and/or prospective client as West End Wealth Management’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by West End Wealth Management with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of West End Wealth Management, please contact the SEC, FINRA or the state securities regulators. A copy of West End Wealth Management’s current written disclosure statement discussing West End Wealth Management’s business operations, service, and fees is available from West End Wealth Management upon written request. West End Wealth Management does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to West End Wealth Management’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

 

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended or undertaken by West End Wealth Management) made reference to directly or indirectly by West End Wealth Management in its web site, or indirectly by a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deductions of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results. Certain portions of West End Wealth Management’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, West End Wealth Management’s (and those of other investment and non-investment professionals) positions and/or recommendations of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendations(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from West End Wealth Management, or form any other investment professional. West End Wealth Management is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

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